Walter Benjamin, Leon Shestov, and Heinrich Heine’s Senses of Humor

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Walter Benjamin paid very close attention to the work and life of Leon Shestov.  Shestov was a Russian émigré to Paris whose critical writings on literature and Judaism Benjamin had great respect for.  In one of his saddest (and last) letters to Gershom Scholem, written in 1939, Benjamin writes about Kafka’s legacy to his readers by focusing on Leon Shestov’s.  To be sure, Benjamin believed Shestov’s lifetime work, Athens and Jerusalem was a masterpiece.  (He often mentions this to Scholem in his letters.)  However, he didn’t know how it would fare in the future.  In his reflection on its legacy, following Shestov’s death, Benjamin notes how Shestov’s wife, deep in mourning, cannot deal with the question of what to do with his legacy.  Benjamin tells us that she lives in an apartment full of Shestov’s work (his manuscripts and unpublished essays).  He muses about how one day a housekeeper will likely see that Shestov’s widow has neglected her surroundings and, while cleaning up, will throw away all of Shestov’s writings.  To her, they are only pieces of paper.

Benjamin likens this to the fate of Kafka’s work and adds, in addition to this, that Max Brod (the keeper of this legacy) made Kafka into a fool.  To be sure, this suggests that Brod and the widow show the futility of passing tradition on.  But there is more.  What is passed on, by way of Benjamin, is a ruined yet comic kind of tradition.  These ruined traditions (of Kafka and Shestov), fails to get properly transmitted, and their fate is comical (in a bittersweet way).  In all of this, the failure of tradition is – in a way- redeemed through a comical reflection.

Since Benjamin spoke so highly of Shestov and wrote of him in a tragic-comical manner, I wondered if and how Shestov would regard the comic modality.  To this end, I decided to read through his collection of his literary essays entitled Chekhov and Other Essays (these articles were published while he was alive and were translated into English in 1916 – for a London press – and republished in 1966 by the University of Michigan Press).

Many of these literary essays are very serious – they address the work of Dostoevsky, Chekhov, and Tolstoy, but they also address different philosophers.  In these essays, Shestov reserves the comical to this or that anecdote.  (His reflections, here, seem to have more of an existential tone – one that Sartre and others took to.)  However, one essay in particular caught my eye as it addressed the comical.  This essay was entitled “Penultimate Words.”   Within this essay, the section on Heinrich Heine addresses humor.

Shestov notes, right off the bat, that the German’s misunderstood Heine’s sense of humor:

I think that if the Germans were mistaken and misunderstood Heine, hypertrophied self-love and the power of prejudice is the cause. (119)

With this in view, Shestov explains the meaning of Heine’s humor.  He notes how it moves from seriousness to sarcasm:

Heine’s usual method is to begin to speak with perfect seriousness, and to end with biting raillery. Critics and readers, who generally do not guess at the outset what awaits them in the event, have taken the unexpected laughter to their own account, and have become deeply offended.  Wounded self-love never forgives; and the Germans could  not forgive Heine for his jests. (119)

Shestov tells us that the twist is that Heine’s humor was directed at himself; it was self-deprecating.  He wasn’t looking to “attack others”:

And yet Heine but rarely attacked others: most of his mockery is directed against himself. (119)

Drawing on this observation, Shestov says that same thing happened with Gogol.  Like Heine, Gogol “confessed that he was describing himself” and was not mocking the Russian people in his fiction.  According to Shestov, Gogol wasn’t certain of himself and, for this reason, it was simply not possible for him to contrast himself – as better off – to his fellow-Russians.

On this note, he points out that Heine also had an “inconstancy of opinions”: “He changed his tastes and attachments, and did not always know for certain what he preferred at the moment”(119).   He could have “pretended to be consequent and consistent,” but he didn’t.

Rather, he played the fool and said too much:

Heine’s sincerity was really of a different order.  He told everything, or nearly everything, of himself.  And this was thought so shocking that the sworn custodians of convention and good morals considered themselves wounded in their best and loftiest feelings.  It seemed to them that it would be disastrous if Heine were to succeed in acquiring a great literary influence, and in getting a hold upon the minds of his contemporaries. (121)

Shestov points out the hypocrisy that goes with the will-to-preserve culture.  The anger of the Germans at Heine’s honesty, humor, and self-deprication was a case in point.  In talking too much, he failed publically.  But that failure was – more or less – turned into a killing of sorts.  Heine was, as the French artist and playwright Antonin Artaud might say, a man “suicided by society.”

Heine’s humor, Shestov tells us, discloses a man who is “divided.”  His words are a “mockery of himself.”  Out of some of his comic poems and writings, we can hear “Heine’s misplaced laughter”(123).  This laughter is “indecent and quite uselessly disconcerting.”  Shestov puts Heine’s “sincerity” in quotation marks because Heine was laughing and at the same time embracing the possibility of sincerity.

In addition, Heine laughs “at morality, at philosophy, and at existing religions”(126).  In a fascinating turn, Shestov says this may have to do with Heine being a modern Jew who was out-of-place (the odd one out).  To be sure, Heine was the popularizer of the schlemiel in Germany.  He saw the poet as a schlemiel.  Hannah Arendt points this out in her essay “The Jew as Pariah.”  And she situates Heine as the first schlemiel in a tradition of schlemiels.   (A tradition I am writing about in my book on the schlemiel.)

Reading Shestov and knowing that Benjamin read him lovingly, I wonder if Benjamin came across this gloss on Heinrich Heine and the comic.  It would make perfect sense since Benjamin, in one of his last letters to Gershom Scholem, wonders about the “comic aspects of Jewish theology.” There is something very Jewish and very modern in Heine’s failure.  It is the same failure that Benjamin comically apprehends in Kafka and Shestov.

And it is the failure of the schlemiel which provides the greatest insights for them as they all realized the degree to which they themselves had failed.  And, if anything, the sad laughter Benjamin had when reflecting on Shestov and Kafka was his own.  It, strangely enough, gave him hope.

World(less) Jews: A Note on Hannah Arendt’s Descriptions of The World, Worldlessness, and Jewishness

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Reading through a 1964 interview between Hannah Arendt and Gunter Gaus, I was struck by Arendt’s responses to Gaus regarding the question as to whether or not Jews were apolitical and worldless.  Gaus was prompted to ask these questions because of Arendt’s comments on her relationship to the “Jewish people.”  With this in mind, Gaus (who is Jewish) asks Arendt the following question regarding politics and the “commitment to a group”:

As a politically active being, doesn’t man need commitment to a group, a commitment that can then to a certain extent be called love? 

In response to this, Arendt notes that belonging to a group is a “natural condition.” And as I pointed out in my last blog entry on Arendt, the “second birth” is (for her) greater than the first birth (or what she calls here a “natural condition” – namely, the fact that she was born Jewish).   By “second birth” Arendt means an “act” in which we “insert ourselves into the world” and become a “who” rather than a “what.”

On this note, Arendt says that the “act” of “joining or forming” a group is “something completely different” from the “natural condition.”  And in doing this, one enters the world: “The kind of organizations (one forms or joins) has to do with a relation to the world.”   But in contrast to this, both love and friendship are not worldly.  They are more natural, and, by her clock, less important.  She notes the worldlenssness of love in The Human Condition when she writes of the Christian “political principle” which is a “bond of charity between people”(53).  This founds a “public realm of its own” but is “worldless” because it is based on love. Arendt goes so far, over there, to say that this “bond” “is admirably fit to carry a group of essentially worldless people through the world, a group of saints or a group of criminals, provided it is understood that the world itself is doomed” and that every act is provisional.  As she points out there, this is antithetical to the Greek (pre-Platonic) understanding of action and it’s relationship with the world.

Hearing Arendt’s reading of the worldless apolitical nature of love and community, Gaus pushes her to further explain what she means.  In response, Arendt describes the Jewish people in the same way as she describes the Christian community’s worldlessness (which we cited above):

I admit that the Jewish people are a classic example of a worldless people maintaining themselves through thousands of years.  (17)

In response, Gaus asks if by “world” Arendt means her “terminology for the space of politics.”  Arendt agrees to this formulation but Gaus pushes her to explicitly say that the Jewish people were “an apolitical people”(17).   But she won’t.  To be sure, she revises her original formulation of the Jewish people as worldless and shows that her reading of the “Jew as Pariah” has limits and conditions:

I shouldn’t say that exactly, for the communities were, to a certain extent, also political.  The Jewish religion is a national religion. But the concept of the political was valid only with great reservations.  The worldlessness which the Jewish people suffered in being dispersed, and which – as with all people who are pariahs – generated a special warmth among those who belonged, changed when the State of Israel was founded. (16)

Hearing this, Gaus makes a smart move and asks her what was “lost” in this transition from (for lack of a better word) “partial worldlessness” to political worldliness (with the founding of the Jewish State).    This, to be sure, is a sharp question because, as I have pointed out in the last blog entry (and above), Arendt prefers political worldliness to apolitical worldlessness in The Human Condition.  In fact, we find no such lamentation of loss there.

But at this moment of the interview Arendt does lament the loss of some kind of Jewishness:

Yes, one pays dearly for freedom.  The specifically Jewish humanity signified by their worldlessness was something very beautiful.  You are too young to have ever experienced that.  But it was something very beautiful, this standing outside all social connections, the complete open-mindedness and absence of prejudice that I experienced, especially with my mother, who also exercises it in relation to the whole Jewish community.  (17)     

What I find so striking about her reflection is that she speaks as if she has a strong grasp of what Jewish “worldlessness” – before the founding of Israel – felt like.  And instead of citing the pariahs and schlemiels she brought together in her famous “Jew as Pariah” essay, she talks about her mother and takes on a romantic kind of reflection on worldlessness: where everyone was “standing outside all social connections” and where there was a “complete open-mindedness and absence of prejudice.”

Read against this talk in the 1960s, her thoughts on schlemiels and Jewish ahistoricity takes on another dimension.   In an earlier essay entitled “The Enlightenment and the Jewish Question,” Arendt doesn’t lament the lost world.  She deplores it.  She notes that Jews, such as Moses Mendelssohn, had no grasp of history and the world.  For him “all reality – the world around us, our fellow men, history – lacks the legitimation of reason. The elimination of reality is closely bound up with the factual position of the Jews in the world.  The world mattered so little to him that it became the epitome of what was unalterable.”  He was “indifferent” to the “historical world.”

And in her essay on the “Jew as Pariah” – as well as on her work on Rahel Varnhagen – Arendt notes that Rahel, like other schlemiels, clung to “such universal things as the sun, music, trees, and children.” In other words, they clung to nature (to their primary birth) but not to history and politics (a second birth they couldn’t experience).

Although Arendt’s words on Varnhagen, Heinrich Heine, and Charlie Chaplin (amongst others) seem to be charming, they are ultimately for the dustbin of history.  She doesn’t want to go back.  She may find the worldlessness of Jews and Christian communities to have their charm, but their loss is what she ultimately calls the “price for freedom.”  And, for her, that price is paid with the founding of Israel as a Jewish State.

Regardless of what she says, however, I think that Arendt is missing something.  In her formulation, all worldlessness must be sacrificed in the name of the world and politics.  But can worldlessness ever be sacrificed?  Is the worldlessness of the Jews – which she thinks of as a thing of the past – gone?  If that is the case, why do we find so many Jewish-American writers, filmmakers, and comedians – after the founding of Israel – drawing on it in their schlemiel routines?  Are Arendt’s formulations of Jewish worldlessness and the end of such worldlessness too extreme and intolerant of any possibility of being both worldless and worldly at the same time?  Or is (political) history the ultimate judge?  And is the price unmistakable?